Regulatory Reporting - Vice President

Job Description
Middle Office, as part of Corporate and Investment Banking Operations, offers an exciting opportunity to support a diverse array of external and internal businesses. This role provides exceptional operational processing capabilities across all asset classes. The Regulatory Controls Team plays a crucial role in the comprehensive implementation of Regulatory Trade Reporting within the Equities Operations Group, ensuring compliance and efficiency in operations.
As a Vice President in the Regulatory Controls Team within Middle Office, you will be responsible for the full end-to-end implementation of Regulatory Trade Reporting in the Equities Operations Group. You will lead remediation initiatives, manage regulatory queries, and represent the team in senior control forums, providing an opportunity to enhance your leadership and analytical skills in a dynamic environment.
Job Responsibilities:

• Monitoring existing controls and implementing new controls across various regulations (CFTC, MIFID, EMIR, HKMA, ASIC etc.) for EDG, Prime, and Cash Equities business.
• Leading remediation initiatives in partnership with the technology team to address reporting data quality issues.
• Governing and monitoring key regulatory metrics.
• Improving reporting quality through various completeness and accuracy checks via centrally coordinated controls testing activities.
• Managing external regulator and internal compliance queries, reviews, and testing.
• Representing on Senior Control Forums.
• Escalating issues and errors.
• Reviewing and signing off on attestations.
• Analyzing requirements, testing, and conducting post-go-live checks for new regulations, changes to existing regulations, strategic system transformation, migrations, and NBIAs.
• Managing vendor relationships.
• Planning budget allocations.

Required qualifications, skills and capabilities

• Previous experience in the Financial Services industry with strong understanding of Equity Derivatives products
• Strong understanding of Dodd Frank CFTC Trade Reporting and EMIR Trade Reporting
• Excellent Business Analysis skills to drill down the complex Regulatory Reporting requirements for multiple jurisdictions
• Excellent problem solving skills in order to identify, understand and address operational and technical issues
• Strong product knowledge; thorough understanding of the end to end transaction cycle for derivative products
• CA/ MBA/graduate with 10 years' experience in operations.
• Familiarity with a global bank's process & operational environment including management and external reporting is a must. Strong business knowledge i.e. Investment Banking, including OTC product, process and system knowledge.
• Skilled in identifying talent, recruiting, coaching, mentoring, and developing team members
• Skilled in MS office applications including Outlook, PowerPoint, Excel, Word, Access and Project
• Flexibility for travel to region ( APAC / EMEA / Americas) for period of 2-3 months within short notice in case of business requirements.

About Us
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans over 200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management.
We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. We also make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as mental health or physical disability needs. Visit our FAQs for more information about requesting an accommodation.
About the Team
J.P. Morgan's Commercial & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world entrust us with their business in more than 100 countries. The Commercial & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world.