Team presentation and main goal:
We are looking for an experienced professional with financial markets knowledge, who has worked with financial products and has knowledge in trading activity.
This role is part of the Surveillance team, within the Natixis Corporate Investment Bank (CIB) Compliance team. This professional will be responsible to manage a team of 12 analysts for Trade Surveillance.
Main tasks and goals:
- Manage all aspects of the Trade Surveillance
- Working with Technology and Third-Party Vendors to finetune the scenarios from which and Trade alerts are derived, troubleshooting any issues, and moving towards achieving goals
- Establishing and maintaining written procedures and governance processes around the Trade Surveillance
- Driving the enhancement and improvement of the programs from both an effectiveness and efficiency perspective
- Working with line of business supervisors, first line of defense employee, and compliance managers
- Conducting deep dive Investigations of potential issues when necessary
- Keeping up-to-date with regulatory changes, internal policy updates, and disciplinary actions to determine that the monitoring system incorporates up-to-date search techniques, rules, lexicons and other attributes
- Planning enhancements both internally and with Third-Party Vendors to incorporate other statistical methods, machine learning, and artificial intelligence in the monitoring tool
- Preparing metrics to report monitoring results to senior management, including identifying potential trends or themes that may warrant further consideration or action.
- Degree in Economics, Finance, Management (or a relevant area)
- +3 years experience in Management
- Advanced knowledge in Surveillance; Compliance and Financial Market
- CFA is a plus
- Fluent English is mandatory
- Advanced knowledge of Microsoft Office products. Bloomberg and Refinitiv is a plus
- Team player and ability to work collaboratively
- Ability to establish and maintain strong relationship across multiple departments
- Ability to exercise sound judgment and escalate issues appropriately
- Analytical and Organizational skills
We will only consider English Cv's.
Additional InformationAt Natixis, we are committed to fostering a working environment where each and every one of our people is treated with dignity and respect and where every voice is heard. Our differences make us collectively stronger and are a source of fulfilment, innovation and performance.
In the framework of its Diversity, Equity & Inclusion policy, Natixis in Portugal has implemented a Blind CV Screening process, with the purpose of reducing hiring bias. A blind CV excludes any personal details which refer to the applicant’s gender, age or ethnicity. When applying for our positions, please submit a blind CV, that is, with no picture, name, gender, age, nationality, ethnicity and address. Your personal statement, work experience, courses and certifications, education, skills and contact information is what matters to us.
#MuchMoreThanJustAJob
Early morning. Campo 24 de Agosto. In 4 minutes, you are clocking in at the office. Start your day having breakfast with the Team and grab fresh fruit on the way to your seat, in one of Porto’s most typical neighborhoods. This Purple Day is going to be a busy one: daily meeting ensuring all team members are on the same page regarding work status, priorities and blockers, language class and, just after, a Talent Management meeting with your manager, discussing your career path.
Lunch break. Today, your Team is onboarding newcomers, but also welcoming French colleagues: the perfect excuse to walk downtown and bond over a francesinha. When returning, inhale nature and peace of mind in Natixis Urban Garden (look at the crops; ready to harvest!).
Back inside. Brainstorming session on a new, exciting project in our disruptive and immersive Manaus Village. The afternoon went flying (tasks, meetings, some jokes with your teammates). End it on a high note: celebrating cultural diversity with a Diwali, the Indian festival of lights.
Tomorrow, you attend a conference led by influential speakers in your industry and, the day after, you will work from home, benefitting from some focus time to complete that report and soft skills course on LinkedIn Learning. Once you are done with your work for the day, strike the right note playing with Natixis band or be part of a board games session. If that is too steady for you, meet your colleagues to catch some waves or sail the Douro river during golden hour.
