Quality Analyst - KYC

Job Family:

GIC Quality (India)

Travel Required:

None

Clearance Required:

None

What You Will Do:
 

• Review subject information obtained from multiple sources such as internal and subscription databases, provided documentation, public records, and open source research;
• Review system generated alerts for potential risks, assess if additional EDD and TM procedures are required to mitigate identified risks associated with that subject, and provide a written recommendation to conduct additional EDD procedures, in accordance with client and internal procedures.
• Determine if a subject is on a sanctions, watch, debarment, political exposure, or other prohibited entity list using proprietary databases and public records research, as necessary;

• Conduct targeted public records and open source research to identify a subject’s corporate, professional and risk profile such as criminal and civil litigation profile, regulatory profile, debt profile, and adverse media profile; and

• Provide comprehensive and detailed written narrative of findings and potential risks.

• Perform quality assurance checks of the alerts reviewed by the analysts and their proposed recommended EDD and Transaction Monitoring procedures.
• Perform quality assurance checks of EDD reports written by analysts.
• Provide constructive verbal and written feedback to EDD Specialists based on the Quality scores.
• Counsel and train EDD Specialists where necessary to ensure improvement in their work product.
• Maintain written log of feedback / quality scores / process updates.
• Prepare and analyze quality reports and share findings with project leadership.

What You Will Need:

• Minimum 6+ years of demonstrated track record of conducting TM / EDD and/or investigative public records and open source research.
• Experience in conducting quality assurance of TM / EDD / CDD / investigative public records and open source research reports.
• Experience in conducting quality assurance of analyst reviews of system generated alerts of potential financial crime, regulatory, and reputational risks.
• Demonstrated strong investigation and analytical skills.
• Excellent English verbal, written and comprehension skills.
• Excellent interpersonal communication skills.
• Highly organized and punctual.
• Highly focused on quality.

What Would Be Nice To Have:

• Strong proficiency with Microsoft Office (Excel/Word/PPT).
• Bachelor’s degree from an accredited college/university.
• Available to work in extended shifts, weekends/holidays and night shifts (work as per the project requirements to meet the project goals) based on the exigencies of the project.

What We Offer:

Guidehouse offers a comprehensive, total rewards package that includes competitive compensation and a flexible benefits package that reflects our commitment to creating a diverse and supportive workplace.

About Guidehouse

Guidehouse is an Equal Opportunity Employer–Protected Veterans, Individuals with Disabilities or any other basis protected by law, ordinance, or regulation.

Guidehouse will consider for employment qualified applicants with criminal histories in a manner consistent with the requirements of applicable law or ordinance including the Fair Chance Ordinance of Los Angeles and San Francisco.

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